Season of Earnings Begins

The second half of the year started with Friday’s jobs report, and we’re getting into the narrative this week. Our first look under the hood of the economy will be on Wednesday, then earning season will begin on Thursday. A true economic threat is emerging from Covid, which has already closed down casinos in Macau....

SEC Checklists to Have on Hand

WHAT DO YOU NEED TO FILE WITH THE SEC?   The SEC will require both an annual report and a 10-K report from a company. Traditionally, an annual report includes a summary overview of the business’ financials, a letter from the chair or CEO, illustrations, glossy pages, and a letter from the organization’s president or...

What are SEC Services?

What does SEC Services mean and stand for?   As an independent federal agency, the Securities and Exchange Commission (SEC) is responsible for safeguarding investors, ensuring fair and orderly operation of the securities markets, and facilitating development of capital markets in the United States. The Federal Reserve was first established by Congress as a federal...